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NAB OnLine Trading Information, trading and settlement services provided by
Australian Investment Exchange Ltd
Australian Investment Exchange Ltd
NAB OnLine Trading Forms Catalogue
The following forms are provided as Adobe Acrobat PDFs for immediate download. Alternatively you can request these forms to be emailed, faxed or posted to you.
Applying for an Account
Transferring your investments to your NAB OnLine Trading account
Changing ownership of your investments (off market)
Essential information for Trading Options and Warrants
Additional Services
Applying for an Account (These forms are compulsory for signing up with NAB OnLine Trading)
Before applying for an account with NAB OnLine Trading, you should read the NAB OnLine Trading brochure and Terms and Conditions for NAB OnLine Trading and AUSIEX.
| Main Application Form |
| Complete this form to open a new trading account with us. |
| Beneficiary Form for new Non-Super Trust Accounts (Example of Completed Form) |
| Fill in this form if you are opening a new Non-Super Trust Account with a new A1 Common Fund Account. |
| NAB OnLine Trading Financial Services Guide |
| Please read this information. |
| AUSIEX Financial Services Guide |
| Please read this information about who AUSIEX is, how they are remunerated, and the procedures followed when dealing with complaints. You must read this guide and be familiar in how AUSIEX operates. |
If you want to trade your existing shares, options or warrants via your NAB OnLine Trading account, you will need to transfer your existing investments. There are two ways to do this.
| Broker to Broker Transfer Request Form (Example of Completed Form) |
| Use this form to transfer your investments from your previous stockbroker to us. |
| Issuer Sponsored Holdings to CHESS Sponsorship Conversion Form (Example of Completed Form) |
| Use this form to transfer your investments held with the original issuer to us. The term ‘Issuer’ refers to shares that are not sponsored with a stockbroker, but by the Company issuing the shares. |
| Off Market Transfer Form (Example of Completed Form) |
| Use this form to transfer ownership (off market) of an investment to another person or company. |
| Exchange Traded Options Product Disclosure Statement |
| This outlines important information about exchange traded options (ETOs), including any fees that apply and the benefits and risks of the product. You must read this document prior to transacting options through us. |
| Exchange Traded Options Client Agreement Forms |
| To activate options trading, you must have an existing trading account. You are required to read our ETO Product Disclosure Statement and the ASX Options Explanatory Booklet prior to trading options. |
| Spread Trading Kit |
| To activate spread trading, please complete all of these forms. If you are already an options client, you only need to complete the Auto Exercise Agreement Form. You are required to read our ETO Product Disclosure Statement and the ASX Options Explanatory Booklet and the ASX Options Strategies Booklet prior to trading options. |
| Warrant Client Agreement Form |
| To activate warrants trading, you must have an existing trading account. You are required to read the ASX Warrants Explanatory Booklet prior to trading warrants. |
| Authorised Representative Authority Form (Example of Completed Form) |
| To nominate an individual to have full authority on your account. |
| Change of Information Service Level Form (Example of Completed Form) |
| To change your information service level or to add additional services to Professional. |
| Linking a NAB Margin Lending Facility to a trading account (Example of Completed Form) |
| To link your existing trading account or establish a new trading account linked to your NAB Margin Lending Facility (for existing NAB OnLine Trading clients only). |
| You will need Acrobat® Reader to view these forms. Click here to download the program free of charge. |
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 Security Update - 21 Nov 2008
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